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ICICI Prudential Mutual Fund Online Empanelment Form

Organisation : ICICI Prudential Mutual Fund
Facility : Online Empanelment Form

Empanelment Form here : https://www.icicipruamc.com/AMC_WEB/APP/ASPX/OnlineEmpanelment.aspx
Website : http://www.icicipruamc.com/

Online Empanelment Form :

These Terms and Conditions of Empanelment as a Distributor of ICICI Prudential Mutual Fund (‘IPMF’) are a binding contract between yourself and ICICI Prudential Asset Management Company Ltd. (“IPAMC”) (as asset management company of IPMF) for your appointment as a distributor of IPMF to distribute units of the schemes of the IPMF. Please read these Terms and Conditions carefully.

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By accepting these Terms and Conditions you acknowledge that you have read, understood and agree to be legally bound by them at all times.

OBLIGATIONS OF THE DISTRIBUTOR:
1. Any term referred hereunder will have the same meaning as attributed under the Scheme Information Document of the respective scheme(s) launched byIPAMC on behalf of IPMF.

2. The Distributor and its employees or representatives who will be involved in the distribution of the units of the schemes of IPMF represent and warrant that they are authorised to act as a distributor of mutual fund product(s) and have passed the necessary NISM /Association of Mutual Funds in India (‘AMFI’)Certification Test (Advisor Module) and obtained a Employee Unique Identification Number (EUIN) from AMFI apart from AMFI Registration Number (ARN).The Distributor shall ensure that the employees quote the EUIN in the Application Form for investments.

3. The Distributor shall ensure that its employees or representatives have and at all times shall continue to hold all valid and subsisting approvals /registrations / certifications as may be required by law to perform its obligations hereunder during the term of appointment and that they have not and shall not violate / breach any of the terms and conditions subject to which such approvals / registrations / certifications have been granted.

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4. The Distributor agrees to comply with the provisions of Securities and Exchange Board of India (‘SEBI’) /AMFI Circulars including but not limited to SEBI Circular No. Cir / IMD / DF / 5 / 2010 dated June 24, 2010 with regard to holding of valid certificate issued by AMFI/National Institute of Securities Markets (NISM), SEBI Circular No. SEB/IMD/CIR No. 4/168230/09 dated June 30, 2009 with regard to disclosure of all types of commission payment to them for different competing schemes from various mutual funds, SEBI/IMD/CIR No. 174648/2009 dated August 27, 2009 regarding Code of Conduct, SEBI circular Cir/IMD/DF/13/2011 dated August 22, 2011 and AMFI circular 79/ARN/03/11-12 dated 13.09.2011 etc. and any amendments made thereof vide any notifications/circulars/guidelines issued in this respect from time to time.

5. The Distributor and its employees who will be involved in distribution of units of the schemes of IPMF must carry out such directions and instructions as may be issued by IPAMC from time to time and shall, at all times, comply with all the extant applicable laws, rules, regulations, guidelines, directions, etc.

6. The Distributor shall ensure that the terms and conditions mentioned herein or as amended from time to time are also complied with by the Distributors’ employees, Distributor (including sub-Distributor) and representatives.

7. The Distributor must carefully read and understand the Scheme Information Document (‘SID’) and the Key Information Memorandum (‘KIM’) of the scheme(s) of IPMF and Statement of Additional Information (‘SAI’) and explain to the investors, the investment objectives, features of the schemes and risks associated therein.

The Distributor must not make any representation concerning IPMF or any scheme of IPMF except those contained in the relevant SID,SAI, KIM and / or the marketing material issued by IPAMC.

8. The Distributor shall use only the SID, SAI, KIM and marketing material as is provided to him by IPAMC and the Distributor shall not design his own marketing material in respect of any scheme of IPMF unless he has obtained prior written approval of IPAMC for the same.

9. The Distributor shall at all times conduct himself with propriety and decorum and in a manner which is not prejudicial to the interest of IPAMC/ IPMF.

10. The Distributor must not use any malpractice and/or unethical means to sell, distribute market, solicit or induce any investor to undertake any transaction pertaining to the units of any scheme of IPMF.

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View Comments (1)

  • I have tried using the online registration application for registering online as HUF distributor of MF. The application does not accept the ARN number that is been entered.
    My ARN no is 114422 and EUIN - E167587. Request you to look into it.

    Regards
    Narayanan

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